Director of Operations
Mike is an accredited asset manager and registered principal with more than 17 years of financial industry experience. He currently holds the series 6,7,63,65,24,53 registrations with the Financial Industry Regulation Authority (FINRA). He also maintains a New Jersey State Life, Health, and Variable Annuity producer license.
Mike is responsible for the oversight of trading issues and the firm's relationship with Pershing, LLC, a premier global clearing firm. He monitors transactions to ensure that representatives are in compliance with the rules and regulations of regulatory agencies, and that company policies and procedures are being followed. Mike is also a key component to the expansion of FFP as he is directly involved in both the recruiting and marketing efforts of the firm.
Although a graduate of St. Johns University in Queens, NY, Mike is a true son of New Jersey. He was born in Montclair, grew up in Belleville, went to High School in North Arlington, and now lives in Ocean Township, in Monmouth County. Mike lives with his wife, Lisa, children Amanda and Andrew, and dog Jeter. And, yes, he is a Yankee fan. In his free time Mike enjoys spending time at the beach with his family, traveling, and attending concerts or sporting events.